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《长安大学学报（社科版）》[ISSN:1671-6248/CN:61-1391/C]

卷:

第6卷

期数:

2004年01期

页码:

60-63，67

栏目:

经济与管理

出版日期:

2004-03-20

文章信息/Info

Title:

On law problems of the internal governance of national securities investment fund

作者:

朱杰君¹; 毛杰²

1.长安大学校长办公室,陕西西安　710064; 2.华东政法学院经济法系,上海　200042

Author(s):

ZHU Jie-jun¹;  MAO Jie²

1. The Administrative Office,Chang′an University, Xi′an 710064, China; 2.Department of Economic Law,East China University of Politics and Law, Shanghai 200042, China

关键词:

封闭式证券投资基金; 内部治理结构; 法律问题

Keywords:

close-end securities investment fund;  internal governance structure;  law problem

分类号:

F830.91

DOI:

-

文献标志码:

A

摘要:

封闭式契约型证券投资基金有其存在的合理性,但封闭的特点决定了基金持有人利益受到 忽视和损害的现象比较普遍和严重,从结构主义和制度经济学的观点出发,基于法律和基金契约对 基金当事人之间产权安排的规定,为基金设计一个高效合理的内部治理结构,以期能完善对基金持 有人利益的保护。

Abstract:

Close-end securities investment fund has its own advantages in capital market.However,the interestsof beneficiaries(or unit-holders)are often susceptible to be ignored and undermined by the trusteesdue to the features of the funds of this kind.From the viewpoints of the structuralism and system economics(or information economics), this essay lays great emphasis on the improvements of the allocation of property rights among these parties concerned in the laws and fund contracts, which lead to the setup of an internal governance structure of high efficiency contributing to the perfect protection of the interests of the beneficiaries.

参考文献/References:

[1]　韩　强.基金亏损引人注目[N].国际金融报,2003-04- 04.
[2]　吴　弘.证券法论[M].北京:世界图书出版公司, 1998.
[3]　周小明.信托制度比较法研究[M].北京:法律出版社, 1996.
[4]　张　淳.投资基金关系的法理分析[J].法学与实践, 1996,(6).
[5]　彭兴韵.关于证券投资基金的一个理论问题[J].财贸 经济,1998,(8).
[6]　段建新.证券投资基金[M].北京:法律出版社,2000.

相似文献/References:

备注/Memo

备注/Memo:

收稿日期:2003-12-18
作者简介:朱杰君(1964-),男,河南新乡人,助理研究员,主要从事教育管理及经济学研究。

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更新日期/Last Update: 2004-03-20